Live ASIC updates | Page 39

Live ASIC news coverage of developments with the latest updates. Stay on top of latest ASIC news stories and find out what just happened, what is going on with ASIC. The latest real-time news updates and headlines on ASIC
Pershing Securities Australia Pty Ltd fulfills additional licence conditions
ASIC warns investors of imposter bond scams
ASIC consults on financial reporting and AGM deferral relief for companies in external administration
Sydney liquidator pleads guilty to dishonesty and fraud charges
AFCA Rules change following ASIC direction
ASIC bans former Sydney adviser for three years
Victorian director disqualified from managing corporations for four years
Access to capital critical to survival in perfect storm: Ombudsman
AAT decides to suspend Trajan Kukulovski's liquidator registration
ASIC cancels AFS licence of Halifax Investment Services
ASIC approves variations to Banking Code
ASIC commences civil penalty proceedings against Squirrel Superannuation Services
New super laws fail to adequately address underperforming funds risking adverse member outcomes
Mascot mortgage broker banned
Insolvency reforms to support small businesses start today
ASIC obtains freezing orders against Perth-based property developers
Former director convicted of breaching directors' duties
Former mortgage broker convicted for falsifying loan applications
ACCC amends Consumer Data Right Rules
ASIC and IOSCO report on retail market conduct issues arising from COVID-19
Former Sydney financial adviser pleads guilty to theft and director duties offences
ASIC reports on audit inspection findings for 12 months to 30 June 2020
Three NSW directors disqualified from managing corporations
Consumers warned to avoid Christmas debt
APRA and ASIC publish annual update on joint engagement
Inquiry report is business's blueprint for killing class actions
Update on ASIC's review of November's ASX Trade outage
Appeal after teen robbed - Castle Hill
ASIC commences civil penalty proceedings against La Trobe Financial Asset Management Ltd
Former director disqualified from managing companies for five years 18 December
Queensland director disqualified from managing corporations for five years
Court appoints receivers to property of Melissa Caddick and provisional liquidators to Maliver Pty Ltd
ASIC review of 30 June 2020 financial reports
ASIC cancels AFS licence of Migration Cover Pty Ltd
ASIC seeks further feedback on internal dispute resolution data reporting requirements
ASIC places restrictions on Regional Express following continuous disclosure failures
CBA responds to ASIC review of school banking programs
ASIC highlights focus areas for 31 December 2020 financial reports under COVID-19 conditions
ASIC releases review of school banking programs
ASIC report explores how to measure 'value for money' in default insurance in superannuation
ASIC consults on treatment of lease assets in satisfying AFS licence requirements
ASIC releases updated regulatory guide on time-sharing schemes
ASIC releases regulatory guide on product design and distribution obligations
ASIC takes action against Union Standard International Group and its former corporate authorised representatives
ASIC releases technical updates to RG 246
ASIC disqualifies director from managing companies for five years
Former mortgage brokerage company and its director charged with making a false statement to ASIC
Strengthening and streamlining oversight of financial advice sector