ASIC has today released its enforcement update report for the period 1 July 2018 to 30 December 2018.
A copy of the report – outlining key actions taken over the past six months to enforce the law and support our enforcement objectives – can be found here.
The report also covers ongoing areas for particular focus, including ASIC Deputy Chair Daniel Crennan QC’s discussion of recent reforms enabling ASIC to pursue harsher civil penalties and criminal sanctions against banks, their executives and others who have breached corporate and financial services law.
- Report 615 ASIC enforcement update July to December 2018
- Report 585 ASIC enforcement outcomes: January to June 2018
- Report 568 ASIC enforcement outcomes: July to December 2017
- Report 536 ASIC enforcement outcomes: January to June 2017
The ASIC Podcast: Episode 46
For more information on ASIC’s enforcement outcomes from July to December 2018, listen to Episode 46 of The ASIC Podcast with ASIC Commissioner Sean Hughes.