Live Australian Securities And Investments Commission News with Latest Updates

Live Australian Securities and Investments Commission news and developments with the latest updates. Check out current Australian Securities and Investments Commission news stories and find out what happened, what is going on with Australian Securities and Investments Commission. Recent news updates about Australian Securities and Investments Commission
AFCA appoints six new ombudsmen
ASIC releases guidance and customer information requirements to implement new add-on insurance deferred sales model
ASIC obtains asset freezing orders against Queensland property developer Ian Chester
ASIC cancels AFS licence of Fentborough Pty Ltd
BT Funds Management and Asgard Capital Management ordered to pay $3m penalty for charging fees for no service and making misleading
‘Up there with pay day loans’: Calls for crackdown on wage advance apps
ASIC publishes Cost Recovery Implementation Statement 2020-21 for feedback
Former Queensland property developer Craig Gore unsuccessful in criminal appeal
ASIC bans Gold Coast adviser and cancels AFS licence of Trade Wind Financial Services
ASIC obtains orders to wind up Semantic Software Asia Pacific Limited
ASIC consults on draft guidance for hawking reforms
ASIC releases reference checking and information sharing protocol for financial advisers and mortgage brokers
ASIC appeals Cigno and BHF Solutions Federal Court decision
Dr Roger Munro pleads guilty to fraud charges following ASIC investigation
ASIC provides guidance on streamlined external administration lodgements
ASIC publishes Internal Dispute Resolution data dictionary and glossary ahead of pilot
Taking action on Banking, Superannuation & Financial Services Royal Commission 16 July
ASIC finalises investigation into AMP Financial Planning ‘fees for no service’ criminal conduct
NSW director disqualified from managing corporations for four years
ASIC obtains orders against Alliance Insurance Broking Services
Former director pleads guilty to false document charges following ASIC investigation
ASIC secures $35 million remediation for OnePath Life customers
ASIC consults on guidance and relief for litigation funding schemes
ASIC and Dixon Advisory enter conditional agreement to resolve ASIC civil penalty action
Queensland director disqualified from managing corporations for two years
Queensland director charged with making a false statement to ASIC
Halifax auditor pleads guilty to criminal charges
Debt management licensing regime has commenced
Melbourne man charged with multiple counts of market manipulation
Westpac to remediate customers for failure to pass on important corporate action information
Debt collection company convicted of engaging in unlicensed credit activities
Former WA director charged with multiple offences
Former Quantum director Avrohom Kimelman pleads guilty to market manipulation and insider trading
ASIC consults on remaking class order regarding when debentures can be called secured notes
Key measures take effect to lower taxes and create jobs
ASIC consults on amendments to Market Integrity Rules
Charges brought against director of Club Culture
ASIC consults on crypto-asset based ETPs and other investment products
ASIC disqualifies SMSF auditor for breaching independence and auditing standards
Full Federal Court upholds first ASIC product intervention order
APRA and ASIC release notes on inaugural Superannuation CEO Roundtable
ASIC cancels AFS licence of BBY Ltd
ASIC obtains Federal Court orders against Remedy Housing
ASIC bans Hobart adviser for four years
ASIC applies to appoint provisional liquidators to Semantic Software Asia Pacific Limited
Societe Generale Securities Australia Pty Ltd fulfils additional licence conditions
Farm debt banking advocate charged with managing a corporation while disqualified
Parliament passes legislation to establish Financial Regulator Assessment Authority