Live Australian Securities And Investments Commission News with Latest Updates

Live Australian Securities and Investments Commission news and developments with the latest updates. Check out current Australian Securities and Investments Commission news stories and find out what happened, what is going on with Australian Securities and Investments Commission. Recent news updates about Australian Securities and Investments Commission
Victorian director disqualified from managing corporations for four years
AAT decides to suspend Trajan Kukulovski’s liquidator registration
ASIC cancels AFS licence of Halifax Investment Services
ASIC approves variations to Banking Code
ASIC commences civil penalty proceedings against Squirrel Superannuation Services
Mascot mortgage broker banned
ASIC obtains freezing orders against Perth-based property developers
Former director convicted of breaching directors’ duties
Former mortgage broker convicted for falsifying loan applications
ASIC and IOSCO report on retail market conduct issues arising from COVID-19
Former Sydney financial adviser pleads guilty to theft and director duties offences
ASIC reports on audit inspection findings for 12 months to 30 June 2020
Three NSW directors disqualified from managing corporations
Consumers warned to avoid Christmas debt
APRA and ASIC publish annual update on joint engagement
Update on ASIC’s review of November’s ASX Trade outage
ASIC commences civil penalty proceedings against La Trobe Financial Asset Management Ltd
Former director disqualified from managing companies for five years 18 December
Queensland director disqualified from managing corporations for five years
Consultation on modernising business communications
Court appoints receivers to property of Melissa Caddick and provisional liquidators to Maliver Pty Ltd
ASIC review of 30 June 2020 financial reports
ASIC cancels AFS licence of Migration Cover Pty Ltd
ASIC seeks further feedback on internal dispute resolution data reporting requirements
ASIC places restrictions on Regional Express following continuous disclosure failures
CBA responds to ASIC review of school banking programs
ASIC highlights focus areas for 31 December 2020 financial reports under COVID-19 conditions
ASIC releases review of school banking programs
ASIC report explores how to measure ‘value for money’ in default insurance in superannuation
ASIC consults on treatment of lease assets in satisfying AFS licence requirements
ASIC releases updated regulatory guide on time-sharing schemes
ASIC releases regulatory guide on product design and distribution obligations
ASIC takes action against Union Standard International Group and its former corporate authorised representatives
ASIC releases technical updates to RG 246
ASIC disqualifies director from managing companies for five years
Former mortgage brokerage company and its director charged with making a false statement to ASIC
ASIC approves changes to AFCA Rules to assist transition of SCT complaints by 31 December 2020 deadline
ASIC extends relief from portfolio holdings disclosure
ASIC succeeds in application to wind up Chris Marco’s unregistered managed investment scheme
Former finance broker pleads guilty to fraud
ASIC commences proceedings against iSignthis and its managing director Nickolas John Karantzis
Legacy Iron Ore former director and company accountant charged with stealing offences
Mudasir Mohammed Naseeruddin arrested and charged with dishonest conduct
Trustees to improve occupational classification practices in insurance in superannuation
ASIC consults on consumer remediation guidance
AAT upholds ASIC decision to refuse Allegra a licence
Finance broker convicted of making false statements to ASIC
ASIC commences proceedings against CBA for overcharged interest – Royal Commission case study