Live Australian Securities and Investments Commission updates

Live Australian Securities and Investments Commission news coverage of developments with the latest updates. Stay on top of latest Australian Securities and Investments Commission news stories and find out what just happened, what is going on with Australian Securities and Investments Commission. The latest real-time news updates and headlines on Australian Securities and Investments Commission
ASIC bans financial adviser for five years
NSW director has charges dismissed for making false statements to ASIC
Federal Court finds timeshare company Ultiqa failed consumers with multiple breaches of financial services laws
Former NSW financial adviser sentenced to three-year intensive correctional order for dishonesty offences
Former financial advisor Ashley Grant Howard charged with 17 offences
ASIC disqualifies Queensland building and construction industry director for three years
Tasmanian director disqualified from managing corporations for five years after engaging
ASIC commences proceedings against Australian Mines and its managing director Benjamin Bell
Former Rent 2 Own Cars directors to pay $228,000 penalty for their involvement in misleading consumers
Court finds RI Advice failed to adequately manage cybersecurity risks
Builder disqualified and fined for giving false information
Lightspeed Finance and director to pay $220,000 for failure to give effect to an AFCA determination
Dr Roger Munro sentenced to four and half years jail for fraud following ASIC investigation
David Murphy charged with dishonest conduct
Infringement notices issued to Maritime Super for member fee statements
ASIC disqualifies former Steller Group director James O’Donahue
ASIC disqualifies former Steller Group director Simon Pitard
Westpac penalised $113 million after multiple ASIC legal actions
ASIC disqualifies former West Australian construction and trade industry director for four and half years
ASIC disqualifies former hospitality industry director for two years after breaching directors’ duties
ASIC suspends AFS licence of Dixon Advisory
ASIC extends relief from certain dollar disclosures in PDSs for litigation funding schemes
Former mortgage broker sentenced for making false statement to ASIC
ASIC obtains interim travel restraint orders against Mark Francis McCabe
ASIC sues Rent4Keeps and Layaway Depot for Credit Act breaches
ASIC sues Rent4Keeps and Layaway Depot for alleged beaches of Credit Act
Queensland director found not guilty of making false statement to ASIC
Former auditor of Big Un Limited charged with making false or misleading statement
Westpac subsidiary BT Funds Management penalised $20 million for incorrectly charging commissions for insurance
Third Capital Mining director charged with dishonesty offences
Cryptocurrency lender charged for false Australian credit licence claims
Westpac to pay $1.5 million penalty for mis-selling consumer credit insurance
ASIC to allow Covid temporary relief for financial advice to automatically repeal 15 April 2022
ASIC’s CFD product intervention order extended for five years
Superannuation trustees strengthen governance practices following ASIC surveillance of investment switching
ASIC bans Victoria-based credit representative for six years
Dominique Grubisa receives four-year ban
Macquarie notes ASIC Federal Court proceedings
ASIC takes action against Macquarie Bank for alleged failures to properly monitor third party withdrawals from customer accounts
ASIC bans Melbourne-based former adviser Mark Babbage from providing financial services or engaging
NSW director disqualified from managing corporations for five years after engaging in illegal phoenix activity
ASIC acts against 19 SMSF auditors
Former finance broker fined for fraud
ASIC extends relief for retirement estimates
Simpler and fairer insolvency processes
ASIC cancels AFS licence of Brendan Kennedy
ASIC releases final internal dispute resolution data reporting requirements
ASIC extends relief for business introduction services