Live Financial Markets Authority New Zealand updates

Live Financial Markets Authority New Zealand news coverage of developments with the latest updates. Stay on top of latest Financial Markets Authority New Zealand news stories and find out what just happened, what is going on with Financial Markets Authority New Zealand. The latest real-time news updates and headlines on Financial Markets Authority New Zealand
Fund managers’ inconsistent performance measurement and cost of fees reduces benefits to investors
FMA issues stop order against One Management GP Limited
FMA issues new infringement notice against crowdfunding platform Equitise
FMA issues interim stop order to One in Longhorn Partnership Fund
Two individuals to pay penalties for market manipulation and disclosure breaches relating to Oceania Natural
FMA comments on conflict of interest processes
FMA directs Simplicity to remove misleading advertising and improve compliance processes
FMA censures CTRL Investments for derivatives issuer licence breaches
FMA files court proceedings alleging insider trading relating to sale of Pushpay shares
FMA publishes 2021 annual report
First ‘investment passport’ under ARFP granted to NZ fund manager
Medical Kiwi admits to making false and misleading statements
FMA warns Squirrel P2P Trustee Limited for historic custodian breaches
FMA cancels financial advice provider’s transitional licence
AxiCorp licence suspension lifted
FMA files civil proceedings against Kiwibank for false or misleading representations over fee waivers
AML/CFT risk ratings confirmed for sectors under FMA supervision
FMA releases CPA Australia and NZICA accredited body reports 3 December
Change to FMA Executive Committee
New self-assessment tools aim to boost success of financial advice providers
Auditors respond well to challenges presented by Covid
Self-reporting issues to FMA does not provide immunity from litigation
New climate-related disclosure regime expands FMA’s responsibilities
FMA sets target dates for FAP full licence applications
FMA censures Jarden for derivatives issuer licence breaches by OMF
FMA issues guidance on advertising of financial products
FMA censures Firma NZ for breaches to derivatives issuer licence obligations
FMA directs Du Val to remove misleading advertising
DIY investors encouraged to ‘take mo’ before giving in to FOMO
FMA steps up enforcement of anti-money laundering breaches
FMA appoints Karen Chang as Acting General Counsel
Momentum builds in KiwiSaver as scheme reaches $81 billion
Credit card repayment insurance poor value product, customers urged to check policies
FMA sees spike in investment scam complaints, issues more warnings, since start of Covid
FMA announces new Chief Executive
CLSAP ordered to pay $770,000 for anti-money laundering breaches
FMA issues warning to Sharesies for AML/CFT breaches
FMA accuses CEO of market manipulation for anonymous posts on investor forum
Online investing platforms transform attitudes to investing
FMA releases cyber resilience info sheet for financial advice providers
FMA censures FoxPlan for providing and offering unpermitted financial advice services
FMA warns investors about scammers impersonating NZ derivatives issuer
Reserve Bank and FMA consult on implementing new law to safeguard ‘plumbing’ of financial system
General insurers ill-prepared for conduct licensing
FMA issues infringement notice to Equitise
FMA concludes inquiries into Fonterra’s 2019 financial statements and complaints relating to valuations of Beingmate and China Farms
FMA cancels Fund Managers Otago licence New Registry Item
FMA survey shows changing investor preferences and continuing confidence in markets