Live ASIC News with Latest Updates | Page 3

Live ASIC news and developments with the latest updates. Check out current ASIC news stories and find out what happened, what is going on with ASIC. Recent news updates about ASIC
Call for Royal Commission to investigate Victoria’s duck shooting regulation
ASIC suspends AFS licence of Investors Exchange Limited
ASIC cancels financial services and credit licences of Mortgage & General Financial Services Pty Ltd
ASIC cancels credit licence of Australian Golden Securities Pty Ltd
Former director disqualified from managing companies for five years 5 February
Former mortgage brokerage company director pleads guilty to making a false statement to ASIC
Loan scheme a lifeline to small businesses hit by COVID crisis: Ombudsman
High Court of Australia dismisses Westpac’s appeal
ASIC successful against Westpac subsidiaries’ appeal to High Court
ASIC succeeds in winding-up Mayfair 101 debenture issuer
Outcomes of review of ASIC Governance
Pershing Securities Australia Pty Ltd fulfills additional licence conditions
ASIC warns investors of imposter bond scams
ASIC consults on financial reporting and AGM deferral relief for companies in external administration
Sydney liquidator pleads guilty to dishonesty and fraud charges
AFCA Rules change following ASIC direction
ASIC bans former Sydney adviser for three years
Victorian director disqualified from managing corporations for four years
Access to capital critical to survival in perfect storm: Ombudsman
AAT decides to suspend Trajan Kukulovski’s liquidator registration
ASIC cancels AFS licence of Halifax Investment Services
ASIC approves variations to Banking Code
ASIC commences civil penalty proceedings against Squirrel Superannuation Services
New super laws fail to adequately address underperforming funds risking adverse member outcomes
Mascot mortgage broker banned
Insolvency reforms to support small businesses start today
ASIC obtains freezing orders against Perth-based property developers
Former director convicted of breaching directors’ duties
Former mortgage broker convicted for falsifying loan applications
ACCC amends Consumer Data Right Rules
ASIC and IOSCO report on retail market conduct issues arising from COVID-19
Former Sydney financial adviser pleads guilty to theft and director duties offences
ASIC reports on audit inspection findings for 12 months to 30 June 2020
Three NSW directors disqualified from managing corporations
Consumers warned to avoid Christmas debt
APRA and ASIC publish annual update on joint engagement
Inquiry report is business’s blueprint for killing class actions
Update on ASIC’s review of November’s ASX Trade outage
ASIC commences civil penalty proceedings against La Trobe Financial Asset Management Ltd
Former director disqualified from managing companies for five years 18 December
Queensland director disqualified from managing corporations for five years
Court appoints receivers to property of Melissa Caddick and provisional liquidators to Maliver Pty Ltd
ASIC review of 30 June 2020 financial reports
ASIC cancels AFS licence of Migration Cover Pty Ltd
ASIC seeks further feedback on internal dispute resolution data reporting requirements
ASIC places restrictions on Regional Express following continuous disclosure failures
CBA responds to ASIC review of school banking programs
ASIC highlights focus areas for 31 December 2020 financial reports under COVID-19 conditions